Securities and Exchange Commission

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  • REQUEST SUBMITTED

    You have submitted an FOI request

    Date: 2023-10-06 21:07:46.934312

  • PROCESSING REQUEST

    Your request is already in review

    Date: 2023-10-09 07:08:56.289707

  • REQUEST SUCCESSFUL

    Your request was successful

    Date: 2023-10-23 11:47:12.363137

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Certificate of non registration issued by the securities & exchange commission of Philippines.

Requested from SEC by Y. P at 09:07 PM on Oct 06, 2023.
Purpose: Business transactions
Date of Coverage: 08/01/2023 - 10/06/2023
Tracking no: #SEC-498154488694

P 09:07 PM, Oct 06, 2023

Hi! I'm a representative of an Indian entity which is not having any physical existence in Philippines. I would like to request the information on detailed procedure to obtain the Certificate of non registration from SEC of Philippines.

Gonzales 07:08 AM, Oct 09, 2023

October 9, 2023

Dear Yogesh,

Thank you for your request dated Oct 06, 2023 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for Certificate of non registration issued by the securities & exchange commission of Philippines..

We received your request on Oct 06, 2023 and will respond on or before Oct 27, 2023 09:07:46 PM, in accordance with the Executive Order's implementing rules and regulations.

Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://newdutyfreeurl20190116v2-dot-efoi-ph.appspot.com/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy00OTgxNTQ0ODg2OTQM, for request with ticket number #SEC-498154488694.

Thank you.

Respectfully,

Isma Gonzales
FOI Officer

del Rosario 11:47 AM, Oct 23, 2023

October 23, 2023

Dear Yogesh P,

Greetings!

We are sorry for not getting back to you sooner and thank you for your request dated Oct 06, 2023 09:07:46 PM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch.

Kindly be informed that Certification of Non-Registration requests are under the jurisdiction of the Corporate Filing and Records Division (CFRD). Hence, we will forward this matter to the said Division for immediate action.

For further inquiries and assistance, please directly coordinate with them using the following email address and contact details moving forward:

cfrd_application02@sec.gov.ph
8818-8738

Respectfully,



Office of the Director (OD)
Company Registration and Monitoring Department

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