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    Date: 2022-04-13 13:03:04.932437

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    Date: 2022-04-13 15:40:59.864859

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    Date: 2022-05-17 10:06:19.162339

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SEC Checklist of Requirements for Listing by Way of Introduction

Requested from SEC by I. V at 01:03 PM on Apr 13, 2022.
Purpose: For Listing by Way of Introduction
Date of Coverage: 04/12/2022 - 04/13/2022
Tracking no: #SEC-576609909256

V 01:03 PM, Apr 13, 2022

Hi! I would like to request for a list of all the SEC requirements for a Listing By Way of Introduction?  Thank you!

Gonzales 03:40 PM, Apr 13, 2022

April 13, 2022

Dear Isa,

Thank you for your request dated Apr 13, 2022 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for SEC Checklist of Requirements for Listing by Way of Introduction.

We received your request on Apr 13, 2022 and will respond on or before May 04, 2022 01:03:04 PM, in accordance with the Executive Order's implementing rules and regulations.

Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://savethedatev211152018-dot-efoi-ph.appspot.com/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy01NzY2MDk5MDkyNTYM, for request with ticket number #SEC-576609909256.

Thank you.

Respectfully,

Isma Gonzales
FOI Officer

Pan, Jr. 10:06 AM, May 17, 2022

May 17, 2022

Dear Isa V,

Dear Ma’am/Sir,

Greetings from the Securities and Exchange Commission!

Your requested document is available on the following link: https://www.sec.gov.ph/reportorial-requirements/corporations-with-primary-licenses/

Thank you very much and keep safe.

SEC-FOI Team


Respectfully,

SEC-FOI Team

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