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    Date: 2020-08-25 18:47:46.206286

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    Date: 2020-08-25 19:14:31.604672

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Prosperity and Success Lending Investor Corporation and A&W Agency Complaint/Investigation

Requested from SEC by R. MENDUA at 06:47 PM on Aug 25, 2020.
Purpose: Public interest
Date of Coverage: 01/01/2020 - 08/25/2020
Tracking no: #SEC-603106599509

MENDUA 06:47 PM, Aug 25, 2020 

I would like to obtain any complaint statistics or disciplinary documents relating to Prosperity and Success Lending Investor Corporation (Prosperity). According to emails sent to the SEC, over 30 individuals have complained against Prosperity and international authorities in Hong Kong SAR and other jurisdictions have blacklisted Prosperity from engaging in cross border financial transactions due to the illicit nature of their loans and operations in financing human trafficking through excessive interest loans for excessive agency fees.

I would like to know the # of complaints for Prosperity.


Investigation proceedings are confidential in nature under Sec. 2-4, Part II, Rule II of the 2016 Rules of Procedure of the Securities and Exchange Commission. As such, details as to the investigation and proceedings appurtenant thereto are exempted from the coverage of FOI program.

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