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  • REQUEST SUBMITTED

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    Date: 2021-04-29 15:22:50.412548

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    Date: 2021-04-29 19:11:55.216185

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    Date: 2021-05-04 17:09:08.060911

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Mutual Fund Results 2016 List of Passers

Requested from SEC by M. Co at 03:22 PM on Apr 29, 2021.
Purpose: CV Details for Work permit, to be used for CI Immigration Purposes
Date of Coverage: 05/01/2016 - 05/31/2016
Tracking no: #SEC-845636083610

Co 03:22 PM, Apr 29, 2021 

Hi FOI, May I request for the copy of Mutual Fund Advisors passers name lists. If license number too can be also included. Thank you.

Infante 07:11 PM, Apr 29, 2021 

April 29, 2021

Dear Maria Teresa,

Thank you for your request dated Apr 29, 2021 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for Mutual Fund Results 2016 List of Passers.

We received your request on Apr 29, 2021 and will respond on or before May 20, 2021 03:22:50 PM, in accordance with the Executive Order's implementing rules and regulations.

Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://www.foi.gov.ph/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy04NDU2MzYwODM2MTAM, for request with ticket number #SEC-845636083610.

Thank you.

Respectfully,

Violeta Infante
FOI Officer

Espiritu 05:09 PM, May 04, 2021 

May 4, 2021

Dear Maria Teresa Co,

Greetings!

Thank you for your request dated Apr 29, 2021 03:22:50 PM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch.

Your Request

You asked for Mutual Fund Results 2016 List of Passers with license number.

Response to Request

The names and Certificate Registration Numbers of SEC-registered capital market professionals is available online through the SEC Capital Market Participants Registry System (CMPRS). You may access the CMPRS through this link: http://cmprs.sec.gov.ph/

Should you need further assistance on this matter, please feel free to contact our Company Registration and Monitoring Department through email address crmd_publicassistance@sec.gov.ph and/or telephone number 8818-7187.

Your right to request a review

If you are unhappy with this response to your FOI request, you may ask us to carry out an internal review of the response by writing to Chairperson Emilio B. Aquino through email address ebaquino@sec.gov.ph. Your review request should explain why you are dissatisfied with this response, and should be made within 15 calendar days from the date when you received this letter. We will complete the review and tell you the result within 30 calendar days from the date when we receive your review request.

If you are not satisfied with the result of the review, you then have the right to appeal to the Office of the President under Administrative Order No. 22 (s. 2011).

Thank you.

Respectfully,

Rose Ann Espiritu
FOI Receiving Officer

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