Requested from SEC by F. Regalado at 01:30 PM on
Jan 08, 2021.
Purpose: Legal Research
Date of Coverage: 01/01/2020 - 01/08/2021
Tracking no: #SEC-099256702312
Regalado 01:30 PM, Jan 08, 2021
Greetings,
I would like to request for a copy of the rules, guidelines, or manual used by SEC examiners in examining and evaluating applications for increase in authorized capital stock.
I requests this as we intend to streamline and optimize our law firm's processes for gathering and submitting documents to the SEC regarding such applications.
Hoping for your favorable response.
Gonzales 07:44 AM, Jan 14, 2021
January 14, 2021
Dear Franco Antonio,
Thank you for your request dated Jan 08, 2021 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for SEC Guidelines on Examination of Applications for Increase in Capital Stock.
We received your request on Jan 08, 2021 and will respond on or before Jan 29, 2021 01:30:31 PM, in accordance with the Executive Order's implementing rules and regulations.
Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://foi.gov.ph/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy0wOTkyNTY3MDIzMTIM, for request with ticket number #SEC-099256702312.
Thank you.
Respectfully,
Isma Gonzales
FOI Officer
Pan, Jr. 11:12 AM, Jan 15, 2021
January 15, 2021
Dear Franco Antonio Regalado,
Dear Ma’am/Sir,
Greetings from the Securities and Exchange Commission!
The said document is available at the Company Registration and Monitoring Department.
You may call the number 8818-5811 for further questions and clarifications.
Thank you very much.
SEC-FOI Team
Regalado 04:55 PM, Jan 19, 2021
Good afternoon.
I have called the enclosed number, but it is not accessible at the moment.
Just for clarification, this is a hard copy that I can have picked up? If so, will I need some form of identification or authorization for the messenger to bring?
Thank you.
Pan, Jr. 12:34 PM, Apr 09, 2021
Apr 09, 2021
Dear Franco Antonio,
I refer to my letter of Jan 15, 2021 about your request under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for SEC Guidelines on Examination of Applications for Increase in Capital Stock. In particular, I had requested specific information for you to clarify upon in order for us to proceed with the request.
As we have not received a reply within the 60-day working period since the letter requesting for clarification was sent out, we regret to inform you that this request will be closed as of Apr 09, 2021.
You may wish to submit a new request describing the specific information you are looking for, and we will be able to consider it under the guidelines as stated in Executive Order No. 2.
Your right to request a review
If you are unhappy with this response to your FOI request, you may ask us to carry out an internal review of the response by writing to or visiting our central office. Your review request should explain why you are dissatisfied with this response, and should be made within 15 calendar days from the date when you received this letter. We will complete the review and tell you the result within 30 calendar days from the date when we receive your review request.
If you are not satisfied with the result of the review, you then have the right to appeal to the Office of the President under Administrative Order No. 22 (s. 2011).
Thank you.
Respectfully,
Atty. Armando
FOI Officer
Is this request offensive?
Requests for personal information and vexatious requests are not considered valid requests for Official Information.
If you believe this request is not suitable, you can report it for attention by the site administrators.
