Securities and Exchange Commission

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    Date: 2019-09-05 15:26:10.977352

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    Date: 2019-09-05 16:23:27.014482

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    Date: 2019-09-06 09:00:16.165796

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List of SEC registered establishments in Tacloban City and their financial statements

Requested from SEC by E. Nival at 03:26 PM on Sep 05, 2019.
Purpose: Graduate School Research
Date of Coverage: 01/01/2015 - 01/01/2019
Tracking no: #SEC-115373074420

Nival 03:26 PM, Sep 05, 2019

Good afternoon. May I respectfully request for the list of SEC registered establishments in Tacloban City, Leyte and their financial statements for the specified period to be used for research purposes in the graduate school of Lyceum of the Philippines University- Manila where i am currently enrolled. This will be used for the subject, Investment Strategies. Thank you.

Sincerely,
Emily Jill T. Nival

Gonzales 04:23 PM, Sep 05, 2019

September 5, 2019

Dear Emily Jill,

Thank you for your request dated Sep 05, 2019 03:26:10 PM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for List of SEC registered establishments in Tacloban City and their financial statements.

We received your request on Sep 05, 2019 03:26:10 PM and will respond on or before Sep 26, 2019 03:26:10 PM, in accordance with the Executive Order's implementing rules and regulations.

Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://www.foi.gov.ph/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy0xMTUzNzMwNzQ0MjAM, for request with ticket number #SEC-115373074420.

Thank you.

Respectfully,

Isma Gonzales
FOI Officer

Felizmenio, Jr. 09:00 AM, Sep 06, 2019

September 6, 2019

Dear Emily Jill Nival,

Greetings!

Thank you for your request dated Sep 05, 2019 03:26:10 PM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch.

In connection with your request for list of SEC registered establishments in Tacloban City, please be informed that this request requires payment for processing fee as stated in the SEC MC No. 3 series of 2017.  Kindly contact Ms. Josefina Paquiz at mjmpaquiz@sec.gov.ph or you may reached her at 818-6894/818-7204.  

With regards to your other request, please be informed that SEC has two (2) on-line document retrieval system where public can get plain or authenticated copies of documents; 

1.	SEC i-View - an online facility, operational 24 x7, is a pay-per-use system, where the public can view and print documents submitted to SEC from pre-war to Aug. 2017 which can be accessed through the SEC website.  A pre-paid card (pin mailer) with a stored value of Php 100.00 is purchased from SEC Cashier.  The PIN of the pin mailer is loaded into the system.  A corresponding amount is credited to the user’s account for each transaction completed.  The charges are: 
Per page viewed – Php 0.50
Per page printed – Php 10.00

2.	SEC Express System - alternative mode of securing copies of Corporate or Partnership documents without having to personally come to the SEC.  The public can request for plain copies, certified true copies (CTC)/authenticated copies of documents filed with SEC not available in SEC i-View.  It covers the following options:
a.	Online Application - the public may request for SEC documents through a user-friendly, web-based interface that includes online payment and courier delivery of the requested documents nationwide.
b.	Call Center Facility – the public may call Hotline Numer 737-8888 for requests, mode of payment and courier delivery of the requested documents nationwide.
c.	By Appointment – the public may schedule an appointment when to go to SEC to make their request for documents.  The request shall then be accompanied at the appointed date and time. A maximum of three (3) documents per appointment shall be accommodated. One-time request in excess of three documents shall be referred to the Online Application and/or Call Center Facility.  All documents requested through this system are delivered directly to the client’s given address within three (3) days from the date of payment.  

Should you have any question regarding your request, kindly contact 818-7234 or 818-7236.

Thank you.


Respectfully,

Vicente Graciano Felizmenio, Jr.
FOI Receiving Officer

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