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  • REQUEST SUBMITTED

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    Date: 2022-11-06 19:37:18.798421

  • PROCESSING REQUEST

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    Date: 2022-11-07 08:34:23.254030

  • REQUEST SUCCESSFUL

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    Date: 2023-01-09 11:02:24.137588

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List of On-going or Pending SEC Secondary License Application

Requested from SEC by E. Salvador at 07:37 PM on Nov 06, 2022.
Purpose: Verification of SEC Secondary License Application
Date of Coverage: 09/01/2022 - 11/02/2022
Tracking no: #SEC-147763569894

Salvador 07:37 PM, Nov 06, 2022 

Good day.

I would like to inquire if Koen Solutions OPC or a company doing business under the style of Koen (The World-leading Encrypted Financial Quantitative Service Platform) has applied and submitted requirements for secondary licence.

Thank you

Gonzales 08:34 AM, Nov 07, 2022 

November 7, 2022

Dear Euscel,

Thank you for your request dated Nov 06, 2022 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for List of On-going or Pending SEC Secondary License Application.

We received your request on Nov 06, 2022 and will respond on or before Nov 25, 2022 07:37:18 PM, in accordance with the Executive Order's implementing rules and regulations.

Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://zcwdv520190208-dot-efoi-ph.appspot.com/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy0xNDc3NjM1Njk4OTQM, for request with ticket number #SEC-147763569894.

Thank you.

Respectfully,

Isma Gonzales
FOI Officer

del Rosario 11:02 AM, Jan 09, 2023 

January 9, 2023

Dear Euscel Salvador,

Greetings!

Thank you for your request dated Nov 06, 2022 07:37:18 PM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch.

Based on our initial findings, please be informed that there is a registered entity under the name of Koen Solutions OPC with SEC Registration Number 2022070061901-00 registered on July 29, 2022. 

For confirmation on the registration for Secondary License/s, kindly directly coordinate with the Corporate Governance and Finance Department (CGFD) at cgfd@sec.gov.ph or with the Market and Securities Regulation Department (MSRD) at msrd@sec.gov.ph

Thank you.

Respectfully,

Office of the Director
FOI Receiving Officer

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