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    Date: 2022-03-12 18:11:38.945191

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    Date: 2022-03-14 08:36:39.175362

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    Date: 2022-03-28 16:20:18.146826

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Companies that issue Philippine Depositary Receipts

Requested from SEC by M. Casano at 06:11 PM on Mar 12, 2022.
Purpose: Thesis
Date of Coverage: 01/01/1980 - 03/12/2022
Tracking no: #SEC-239336997408

Casano 06:11 PM, Mar 12, 2022

Good day! I am currently conducting a research on Philippine Depositary Receipt in relation to foreign equity restriction in nationalized industries.

I would like to request for a list of companies that issue Philippine Depositary Receipt and any other public information related to PDRs to determine which industry the issuance of PDRs is prevalent. 

Thank you very much!

Gonzales 08:36 AM, Mar 14, 2022

March 14, 2022

Dear Mona Sofia,

Thank you for your request dated Mar 12, 2022 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for Companies that issue Philippine Depositary Receipts.

We received your request on Mar 12, 2022 and will respond on or before Apr 01, 2022 06:11:38 PM, in accordance with the Executive Order's implementing rules and regulations.

Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://www.foi.gov.ph/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy0yMzkzMzY5OTc0MDgM, for request with ticket number #SEC-239336997408.

Thank you.

Respectfully,

Isma Gonzales
FOI Officer

Felizmenio, Jr. 04:20 PM, Mar 28, 2022

March 28, 2022

Dear Mona Sofia Casano,

Greetings!

Thank you for your request dated Mar 12, 2022 06:11:38 PM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch.

Your Request

You asked for Companies that issue Philippine Depositary Receipts.

Response to Request

After checking the records of the Markets and Securities Regulation Department (MSRD), please be informed that as of the sending of this email, two (2) publicly listed companies (PLC) that issue Philippine Depositary Receipts (PDRs) are registered with the Commission, to wit:


1.	GMA Network, Inc. #5213
Holders of PDRs:
GMA Holdings, Inc. # CS200602356

2.	2. ABS-CBN Corporation #1803
Holders of PDRs:
ABS-CBN Holdings Corporation #A199904544 

Kindly understand that the MSRD can only confirm the foregoing PLCs as these are the only entities regulated by our Department. With this, it is worth noting that companies that issue PDRs but are not PLCs fall under the jurisdiction of another department. To more exhaustively address your concern, you may opt to inquire with the Company Registration and Monitoring Department (CRMD) as the department in-charge of the registration of all corporations. 

With regard to your request to secure the Final Prospectus of the abovementioned corporations, kindly direct your request to the Electronic Records Management Division of the Information and Communications Technology Department (ICTD) thru Asst. Director Isma C. Gonzales (icgonzales@sec.gov.ph).

For your guidance and information.

Thank you.

Respectfully,

Vicente Graciano Felizmenio, Jr.
FOI Receiving Officer

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