Securities and Exchange Commission

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  • REQUEST SUBMITTED

    You have submitted an FOI request

    Date: 2023-10-27 11:24:24.230246

  • PROCESSING REQUEST

    Your request is already in review

    Date: 2023-10-31 08:41:29.987961

  • REQUEST SUCCESSFUL

    Your request was successful

    Date: 2023-11-10 08:35:32.861109

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What Certificate

Requested from SEC by A. Malabanan at 11:24 AM on Oct 27, 2023.
Purpose: For legal purposes
Date of Coverage: 10/27/2023 - 10/27/2023
Tracking no: #SEC-253847200250

Malabanan 11:24 AM, Oct 27, 2023

Hello! 
I would like to know what certificate should I obtain from your office proving that a business is not authorized to solicit investments to the public. I will be needing it as evidence to a possible fraud case. And how am I going to obtain it?

Gonzales 08:41 AM, Oct 31, 2023

October 31, 2023

Dear Azenette,

Thank you for your request dated Oct 27, 2023 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for What Certificate.

We received your request on Oct 27, 2023 and will respond on or before Nov 17, 2023 11:24:24 AM, in accordance with the Executive Order's implementing rules and regulations.

Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://foipmo12092019122259-dot-efoi-ph.appspot.com/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy0yNTM4NDcyMDAyNTAM, for request with ticket number #SEC-253847200250.

Thank you.

Respectfully,

Isma Gonzales
FOI Officer

del Rosario 08:35 AM, Nov 10, 2023

November 10, 2023

Dear Azenette Malabanan,

Greetings!

Thank you for your request dated Oct 27, 2023 11:24:24 AM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch.

Kindly be informed that Certification requests are under the jurisdiction of the Corporate Filing and Records Division (CFRD). Hence, we will forward this matter to the said Division for immediate action.

For further inquiries and assistance, please directly coordinate with them using the following email address and contact details moving forward:

cfrd_application02@sec.gov.ph
8818-8738

Respectfully,



Office of the Director (OD)
Company Registration and Monitoring Department

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