Securities and Exchange Commission

Gonzales 08:55 AM, Mar 06, 2023

March 6, 2023

Dear Jadel Kaye,

Thank you for your request dated Mar 06, 2023 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for SEC-OGC Opinion No. 18-24 (Dec. 20, 2018).

We received your request on Mar 06, 2023 and will respond on or before Mar 25, 2023 03:24:09 AM, in accordance with the Executive Order's implementing rules and regulations.

Should you have any questions regarding your request, kindly contact me using the reply function on the eFOI portal at https://pcoomaster08222018120000-dot-efoi-ph.appspot.com/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy0yNjgzMzEzMjM5MzQM, for request with ticket number #SEC-268331323934.

Thank you.

Respectfully,

Isma Gonzales
FOI Officer

Padilla 01:16 PM, Mar 22, 2023

March 22, 2023

Dear Jadel Kaye Gines,

Greetings!

Thank you for your request dated Mar 06, 2023 03:24:09 AM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch.

You asked for a copy of SEC-OGC Opinion No. 18-24 (Dec. 20, 2018).

To proceed, please send the following to ogc_picc@sec.gov.ph:
1. Letter Request, which shall state the following: 
a. Client’s complete name, address & contact details; 
b. Name of authorized representative (if any),
c. Title and docket number of the case requested to be certified copied; 
d. Specific records to be requested; 
e. Legal standing of the Client and the purpose of request; 

Your request will be subject for approval of the Officer-of-the-Day (OD), and applicable processing fees. Please see the SEC Citizen's Charter for the complete details: chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/https://www.sec.gov.ph/wp-content/uploads/2022/11/2022CC_SEC-Main-Office-Citizens-Charter-2022-1st-Edition-1-compressed.pdf

If you are unhappy with this response to your FOI request, you may ask us to carry out an internal review of the response by writing to Ms. Karen Lazaro, OGC Administrative Officer V <kflazaro@sec.gov.ph>. Your review request should explain why you are dissatisfied with this response, and should be made within 15 calendar days from the date when you received this letter. We will complete the review and tell you the result within 30 calendar days from the date when we receive your review request.

If you are not satisfied with the result of the review, you then have the right to appeal to the Office of the President under Administrative Order No. 22 (s. 2011).

Thank you.

Respectfully,

Romuald Padilla
FOI Receiving Officer