Requested from SEC by W. Cunanan at 02:14 AM on
Jun 23, 2021.
Purpose: Follow up
Date of Coverage: 03/08/2021 - 06/22/2021
Tracking no: #SEC-292733903727
Cunanan 02:14 AM, Jun 23, 2021
Hi, I would like to request on the update for the suspended Abra mining stock. Have you made any sort of progress with your investigation?
Thank you,
W. Cunanan
Infante 08:04 AM, Jun 23, 2021
June 23, 2021
Dear William Jr,
Thank you for your request dated Jun 23, 2021 under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch, for Abra mining stock suspension.
We received your request on Jun 23, 2021 and will respond on or before Jul 14, 2021 02:14:48 AM, in accordance with the Executive Order's implementing rules and regulations.
This will be referred to the department in charge of the matter. Please note, however, that if a company is subject of administrative proceedings, we cannot release any information as the request will fall under the Inventory of Exceptions to Executive Order No. 2 s. 2016, particularly Sections 7(e) and 7(f), as follows:
7. Records of proceedings or information from proceedings which, pursuant to law or relevant rules and regulations, are treated as confidential or privileged, including but not limited to the following:
e. Result of examinations made by the Securities and Exchange Commission (SEC) on the operations, books and records of any corporation, and all interrogatories propounded by it and answers thereto;
f. Information related to investigations which are deemed confidential under the Securities Regulation Code.
Should you have any questions regarding your request, you may email msrd_Covid19@sec.gov.ph or use the reply function on the eFOI portal at https://pcoomaster09212018114000-dot-efoi-ph.appspot.com/requests/aglzfmVmb2ktcGhyHQsSB0NvbnRlbnQiEFNFQy0yOTI3MzM5MDM3MjcM, for request with ticket number #SEC-292733903727.
Thank you.
Respectfully,
Violeta Infante
FOI Officer
Felizmenio, Jr. 11:28 AM, Jun 28, 2021
June 28, 2021
Dear William Jr Cunanan,
Greetings!
Thank you for your request dated Jun 23, 2021 02:14:48 AM under Executive Order No. 2 (s. 2016) on Freedom of Information in the Executive Branch.
Your Request
You asked for Abra mining stock suspension.
Response to Request
Please be informed that there is pending administrative proceedings involving Abra Mining with our Department. However, since the administrative proceedings are ongoing, we cannot release any further information on the matter.
Please note that such information will fall under the Inventory of Exceptions to Executive Order No. 2 s. 2016, particularly Sections 7(e) and 7(f), to wit:
7. Records of proceedings or information from proceedings which, pursuant to law or relevant rules and regulations, are treated as confidential or privileged, including but not limited to the following:
e. Result of examinations made by the Securities and Exchange Commission (SEC) on the operations, books and records of any corporation, and all interrogatories propounded by it and answers thereto;
f. Information related to investigations which are deemed confidential under the Securities Regulation Code.
We hope this satisfies your query.
Thank you.
Respectfully,
Vicente Graciano Felizmenio, Jr.
FOI Receiving Officer
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